Role- Executive – (Onsite)Inspection

Location- Delhi, Kolkata, Chennai, Ahmedabad

Qualification Profile- CFA / CA / CS / CMA /MBA/ Inter CA / Inter CS / Inter CMA

Experience- Candidate with relevant experience with reputed Commodity / Stock Broker(s) and / or Stock / Commodity Exchange(s) is preferred

Job Responsibilities:
  • Prepare and send Letter of Intimation to members for Regular inspection / Special Purpose Inspection.
  • Schedule inspections in co-ordination with members.
  • Send inspection data requirement and PIQ to members.
  • Follow up with members regarding availability of the inspection data.
  • Coordinate and Collate inspection related data from different departments of the Exchange.
  • Analyse data received from various departments of the Exchange and from Members .
  • Visit members’ locations as per schedule of inspection and ensure timely completion of inspections.
  • Conduct inspections as per checklist and scope decided for the inspections.
  • Collect relevant documents during the Inspections.
  • Prepare Field observation sheet and obtain members reply .
  • Prepare and send draft reports for verification to next level.
  • Resolving queries on inspection report raised by post inspection team.
  • Visit the member location for Special Purpose Inspection which may be mandated by SEBI/ Other departments of Exchange.
  • Preparation of detailed Inspection MIS in timely manner.
  • Prepare data / details as may be required by SEBI/ any other authority.
  • Resolving member queries on circulars/Inspection.
  • Giving inputs on development and improvement of Inspection software.

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